System and policies: Companies must integrate a risk based due diligence system, including a long-term approach, processes, and a code of conduct, reviewed and updated every two years, in consultation with employees.
Impact assessment: Requires identifying and assessing actual and potential adverse impacts across the chain of activities (see Scope – Material on page 2), prioritizing the most severe impacts.
Prevention and mitigation: Companies must implement measures to prevent or mitigate adverse impacts, considering factors like proximity to the impact and influence over business partners. This may involve action plans, contractual assurances, investments, providing targeted financial support to SME partners, and ultimately, terminating business relationships as a last resort.
Remediation: Companies must address actual ad verse impacts, minimizing them if an immediate resolution is not possible. Actions include neutralizing the impact and putting into place corrective action plans (which should be covered by contractual assurances from business partners and include targeted financial support for SMEs, if necessary). Termination of business relation ships is a last resort.
Verification: Companies need to verify compliance by business partners with their due diligence policy, either using an independent third party expert or by leveraging industry certification initiatives.
Meaningful engagement: Requires stakeholder engagement (information-sharing and consultation) at various stages of due diligence, potentially through multi-stakeholder initiatives.
Notification and complaint procedure: Establishes a transparent complaint procedure for affected parties and relevant organizations, requiring companies to address well-founded complaints submitted to them.
Monitoring and communication: Companies must assess due diligence effectiveness annually or after significant developments, updating the process as needed. They will also need to include a specific due diligence statement in their annual report. The specific content of the due diligence statement is regulated by the Corporate Sustainability Reporting Directive. The due diligence statement reported by the company is filed together with the annual report and authorities make it publicly avail able through the ‘European Single Access Point’ (once established, anticipated by 2029).